Data Archival Solutions

Available from Broadridge Financial Solutions, Inc.
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The data archival solutions from Broadridge put correspondence in your clients’ reach quickly and securely, while streamlining the exchange, archiving, and retrieval of documents in any format. Imaging & Workflow Solutions are among several automated Broadridge services that offer a time saving and cost-efficient alternative to manual work methods.

Our process is designed to adhere to SEC recordkeeping and record retention rules (Rule 17a-3 and Rule 17a-4) and is unlike others offered in the industry that merely scan and archive document images. Broadridge incorporates workflow and legacy application integration to facilitate effective document review and system updating. Current mainframe applications such as document tracking systems and name and address files, as well as informational databases are seamlessly updated with critical time-sensitive data once document images are deemed accurate and complete.

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